REGINA MARIE WILLIAMSON

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/17/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010023658201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Regina Marie Williamson, Respondent Registered Representative CRD No. 5261181 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2010023658201data-portal.finra.org finra.org
Effective
10 May 2016
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Section 19 Letters
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Identifiers1

Identifier	Number
ID number	5261181

Supporting documents1

Untitled document
https://www.federalreserve.gov/boarddocs/legaldevelopments/ordersother/section19/2016/20160510.pdf

Other names1

Also known as1

Regina M. Williamson

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