Nex Systems
Person

NESIL CALISKANALP

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/14/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. NESIL CALISKANALP (CRD No. 4923941), Respondent. Disciplinary Proceeding No.20050015978 Hearing Officer-Andrew H. Perkins, DEFAULT DECISION June 14. 2006 The Respondent willfully failed to disclose his criminal record on a Form U-4, in violation of NASD Conduct Rule 2110 and IM-1Q00-1. The Respondent also failed to respond to requests for information, in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110. The

    Reference 2005001597801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4923941

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