Charles Ernest Kenahan
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/22/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018058015701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Charles Ernest Kenahan (Respondent) Former General Securities Representative CRD No. 1351974 Pursuant to FINRA Rule 9216, Respondent Charles Ernest Kenahan submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018058015701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1351974 |
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