JOHN GREGORY OPPENHEIMER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/27/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. John Gregory Oppenheimer General Securities Representative CRD No. 3178207 Respondent. Disciplinary Proceeding No. C07050031 Hearing Officer - COMPLAINT Upon information and belief, Complainant alleges as follows: 1. Respondent John Gregory Oppenheimer entered the securities industry in November 1998, and was first registered as a general securities
Reference C07050031data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3178207 |
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