MICHAEL H. MCCLELLAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/01/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009610101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael H. McClellan, Respondent General Securities Representative CRD No. 325497 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Michael H. McClellan, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below. This AWC is
Reference 2007009610101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	325497

Other names1

Also known as1

MICHAEL HAROLD MCCLELLAN

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