PHILIP JOHN NALESNIK

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/17/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059313701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Philip Nalesnik, Respondent Former Registered Representative CRD No. 4561380 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Philip Nalesnik ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the
Reference 2018059313701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4561380

Other names1

Also known as1

Philip Nalesnik

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