JEFFREY M. KNUTSEN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/11/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.## C3B050014 TO: Department of Enforcement NASD RE: Jeffrey M. Knutsen, Respondent General Securities Principal CRD No. 2767219 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is
Reference C3B050014data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2767219

Other names1

Also known as1

JEFFREY MICHAEL KNUTSEN

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.