CHARLES M. CHIODO JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/17/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHARLES M. CHIODO, JR. (CRD No. 3276739) Respondent. Disciplinary Proceeding No. 20050008879-02 Hearing Officer - SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 12, 2006 INTRODUCTION Disciplinary Proceeding No. 20050008879-02 was filed on January 31, 2006, by the Department of Enforcement of NASD ("Complainant"). Respondent Charles M. Chiodo, Jr. ("Respondent" or " Chiodo") submitted an Offer of Settlement ("Offer") to
Reference 2005000887902data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3276739 |
Other names1
Also known as1
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