Rodney Deleths Washington

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/09/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066438301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Rodney Deleths Washington (Respondent) Former General Securities Representative CRD No. 1275777 Pursuant to FINRA Rule 9216, Respondent Rodney Deleths Washington (Washington) submits this Letter of Acceptance, 'Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020066438301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1275777

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