KYLE TIMOTHY HOLLAND

01/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005486601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Kyle Timothy Holland, Respondent Financial and Operations Principal General Securities Principal CRD No. 2308543 Pursuant to Rule 9216 of FINRA Code of Procedure, and Kyle Timothy Holland ("Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

Reference 2006005486601data-portal.finra.orgfinra.org

04/27/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Kyle T. Holland, CRD No. 2308543, Respondent. Disciplinary Proceeding No. 2008011589101 Hearing Officer: LOM Date: April 27, 2012 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2008011589101 was filed on October 24, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Kyle T. Holland submitted an

Reference 2008011589101data-portal.finra.orgfinra.org

06/24/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C06050016 TO: Department of Enforcement NASD RE: Kyle Timothy Holland Financial and Operations Principal CRD No. 2308543 Pursuant to Rule 9216 of NASD Code of Procedure, I, Kyle Timothy Holland (or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD

Reference C06050016finra.orgdata-portal.finra.org