BERNARD R. MARKOWITZ

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/04/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009021131201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bernard GR. Markowitz, Respondent General Securities Representative CRD No. 2414854 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent
Reference 2009021131201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2414854

Other names1

Also known as1

BERNARD ROBERT MARKOWITZ

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