LYNETTE JOAN JACOBS

02/08/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT Complainant, v. LYNETTE JOAN JACOBS (A/K/A LYNETTE DAVIS) (CRD No. 1932387), Respondent. DISCIPLINARY PROCEEDING No.2005001763401 AMENDED COMPLAINT Upon information and belief, the Department of Enforcement ("Enforcement") alleges as follows: JURISDICTION 1. In or about October 18, 1989, Respondent Lynette Joan Jacobs ("Jacobs") first became registered with NASD as an Investment

02/06/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT Complainant, v. LYNETTE JOAN JACOBS (A/K/A LYNETTE DAVIS) (CRD No. 1932387), Respondent. DISCIPLINARY PROCEEDING No. 2005001763401 COMPLAINT Upon information and belief, the Department of Enforcement ("Enforcement") alleges as follows: JURISDICTION 1. In or about December 1989, Respondent Lynette Joan Jacobs ("Jacobs") first became registered with NASD as an Investment Company

06/12/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT Complaint, v. LYNETTE JOAN JACOBS (a/k/a LYNETTE DAVIS) (CRD No. 1932387), Respondent. Disciplinary Proceeding No.2005001763401 Hearing Officer - David M. FitzGerald DEFAULT DECISION June 12, 2007 Summary Respondent is barred from associating with any NASD member in any capacity for misuse of customer funds, in violation of Rules 2330(a) and 2110, and for failing to appear for an on-the-record interview

Reference 2005001763401data-portal.finra.orgdata-portal.finra.orgfinra.orgdata-portal.finra.org