Nex Systems
Person

RAQUEL MAE S. SANCHEZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/14/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. RAQUEL MAE S. SANCHEZ (CRD No, 4795168), Respondent. Disciplinary Proceeding No. 2007007253802 DEFAULT DECISION Hearing Officer - SW DATE: May 14, 2008 Respondent was barred from associating with any FINRA member firm in any capacity for failing to appear for on-the-record interviews requested pursuant to Rule 8210, in violation of NASD Conduct Rule 2110 and Procedural Rule 8210. Appearances Lara

    Reference 2007007253802finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4795168

Other names1

Also known as1

RAQUEL MAE SABANDO SANCHEZ

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