George Mackley Robertson
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/13/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051985601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: George Mackley Robertson General Securities Representative CRD No. 1026646 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, George Mackley Robertson ("Robertson" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for
Reference 2016051985601finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1026646 |
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