JARRED A MILLINER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/03/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021764801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jarred A. Milliner, Respondent Associated Person [CRD No. 5649188] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jarred A. Milliner, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2010021764801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5649188

Other names1

Also known as1

JARRED A. MILLINER

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