GREGORY VINCENT MATTHEWS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/18/2026: In February 2026, Matthews refused to provide information and documents requested pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010. For these violations, Matthews is barred from associating with any FINRA member in all capacities.
Reference 2025086337101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1389823

Other names1

Also known as1

Gregory V. Matthews

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