Nex Systems
Person

WHITLEY KIARA HOOD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/18/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050980701 TO. Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Whitley Kiara Hood, Respondent CRD No. 6353444 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter or Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted,

    Reference 2016050980701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6353444

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