Nex Systems
Person

MICHAEL LEWIS AXEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/12/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007011308801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Lewis Axel, Respondent General Securities Representative CRD No. 9164 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael Lewis Axel ("Respondent" or "Axel"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2007011308801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number9164

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