Nex Systems
Person

IMELDA B LOMIBAO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/05/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Imelda Lomibao, CRD No. 4354004, Respondent. Disciplinary Proceeding No. 20060059390-01 Hearing Officer Lawrence B. Bernard ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 5, 2008 INTRODUCTION Disciplinary Proceeding No. 2006005939001 was filed on December 24, 2007, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA"). ("Complainant"). Respondent Lomibao

    Reference 2006005939001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4354004

Other names1

Also known as1

IMELDA LOMIBAO

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