Nex Systems
Person

ANTHONY RALPH CARDINO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/27/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E9B2004041601 TO: Department of Enforcement NASD RE: Anthony Ralph Cardino, Respondent CRD No. 2544204 Pursuant to Rule 9216 of NASD Code of Procedure, Anthony Ralph Cardino ("Cardino" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the

    Reference E9B2004041601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2544204

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