Nex Systems
Person

EPKO A. STEELE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/10/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EPKO A. STEELE (CRD No. 2611651), Respondent. Disciplinary Proceeding No. ELI20040286-02 Hearing Officer - DMF DEFAULT DECISION March 10, 2006 Respondent is barred from associating with any NASD member in any capacity for participating in a scheme to defraud mortgage lenders, in violation of Rule 2110. Appearances Paul Hare, Esq., and David Jaffe, Esq., New York, NY (Rory C. Flynn, Esq., Washington, DC, and Roger D. Hogoboom, Esq.,

    Reference ELI2004028602finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2611651

Other names1

Also known as1

EPKO ANTHONY STEELE

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.