MARVIN THOMAS WHITE, JR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/11/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058765001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Marvin Thomas White, Jr., Respondent Former Registered Representative CRD No. 862895 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Marvin Thomas White, Jr. ("Respondent" or "White"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2018058765001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 862895 |
Other names1
Also known as1
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