Nex Systems
Person

MATTHEW M. VAN SCHAIK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/05/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011028461501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew M. Van Schaik, Respondent Registered Representative CRD No. 4531203 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Matthew M. Van Schaik ("Van Schaik" or "Respondent") submits this Letter-of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2011028461501finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4531203

Other names1

Also known as1

MATTHEW MICHAEL VAN SCHAIK

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