Nex Systems
Person

RENIERO CASTILLO FRANCISCO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/26/2014: FINANCIAL INDUSTRY REGULATORY AIJTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012032452701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA") RE: Reniero Francisco, Respondent General Securities Representative CRD No. 1844351 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Reniero Francisco (“Respondent" or "Francisco”), submits this Letter of Acceptance, Waiver and Consent ("AWC”) for the purpose of proposing a

    Reference 2012032452701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1844351

Other names1

Also known as1

RENIERO FRANCISCO

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