Nex Systems
Person

BRUCE FRANCIS SUPANIK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/07/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20130363677 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bruce Francis Supanik, Respondent Registered Representative CRD No. 2558519 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2013036367701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2558519

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