JUN FENG
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100255105-01 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jun Feng, Respondent Investment Company Products / Variable Contracts Representative CRD No. 4697641 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jun Feng submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement
Reference 2010025510501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4697641 |
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