TYLER MICHAEL RIGSBEE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/07/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071026301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Tyler Rigsbee (Respondent) Former General Securities Representative CRD No. 6351278 Pursuant to FINRA Rule 9216, Respondent Tyler Rigsbee submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2021071026301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6351278 |
Other names1
Also known as1
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