MICHEAL D. MUNSON

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/16/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025120102 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Micheal D. Munson, Respondent General Securities Principal and General Securities Representative [CRD No. 2374215] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Micheal D. Munson, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2010025120102finra.org data-portal.finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/16/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025120101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Micheal D. Munson, Respondent General Securities Principal and General Securities Representative [CRD No. 2374215] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Micheal D. Munson, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2010025120101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2374215

Other names1

Also known as1

MICHEAL DEAN MUNSON

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