JEFFERY DAVID HUNT

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/31/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008946401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffery Hunt CRD No. 3220610 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2007008946401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3220610

Other names1

Also known as1

JEFFERY HUNT

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