Nex Systems
Person

PHILIP CHRISTOPHER CRESCIMANNO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/26/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Philip Christopher Crescimanno, CRD No. 4412658, Respondent. Disciplinary Proceeding No. 2010021164401 Hearing Officer - AHP ORDER ACCEPTING OFFER OF SETTLEMENT Date: March 26, 2012 INTRODUCTION Disciplinary Proceeding No. 2010021164401 was filed on September 19, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Philip

    Reference 2010021164401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4412658

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