WINSTON WADE TURNER

07/08/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. WINSTON WADE TURNER (CRD No. 5965386), Respondent. Disciplinary Proceeding No. 2013038398401 Hearing Officer -- MAD DEFAULT DECISION July 8,2016 Respondent is barred from associating with any FINRA member firm in any capacity for: (1) providing false information and engaging in deceptive acts in connection with his variable annuity sales, in violation of FINRA Rule 2010, and providing false

02/25/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, V. WINSTON WADE TURNER (CRD 5965386), Respondent. DISCIPLINARY PROCEEDING No. 2013038398401 Hearing Officer - COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From late 2012 through July 2015, while registered with MetLife Securities and Pruco Securities, Respondent Winston Wade Turner engaged in a course of deception and other misconduct in connection with sales and exchanges

Reference 2013038398401finra.orgdata-portal.finra.orgdata-portal.finra.org