Yousef Abbasi
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/24/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018059184102 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Yousef Abbasi (Respondent) General Securities Representative CRD No. 5251101 Pursuant to FINRA Rule 9216, Respondent Yousef Abbasi submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018059184102finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5251101 |
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