JEAN B DORSAINVIL

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/15/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006004899101 TO: Department of Enforcement NASD RE: Jean B. Dorsainvil, Respondent [General Securities Representative] [CRD No. 4805617] Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Jean B. Dorsainvil ("Dorsainvil" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in in Part II below.
Reference 2006004899101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4805617

Other names1

Also known as1

JEAN B. DORSAINVIL

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