Nex Systems
Person

TERRY TAISUK LEE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/10/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043686001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Terry Taisuk Lee, Respondent General Securities Representative CRD No. 1856901 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Terry Taisuk Lee, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2014043686001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1856901

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