Nex Systems
Person

CHERYL S. EATON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/21/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHERYL S. EATON (CRD No. 2028154), Respondent. Disciplinary Proceeding No. 2007009838001 Hearing Officer - Sara Nelson Bloom DEFAULT DECISION April 21, 2008 For Respondent's failure to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any FINRA member in any capacity. In light of the bar, no further sanctions are imposed for Respondent's

    Reference 2007009838001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2028154

Other names1

Also known as1

CHERYL SIMONE EATON

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