Zachary Scott Wagner
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/21/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060065701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Zachary Scott Wagner, Respondent General Securities Representative CRD No. 6694074 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Zachary Scott Wagner ("Respondent" or "Wagner"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018060065701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6694074 |
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