MICHAEL LEE MENDENHALL
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/25/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL MENDENHALL (CRD No. 4963691), Respondent. Disciplinary Proceeding No. 2009020489901 Hearing Officer-Andrew H. Perkins DEFAULT DECISION July 25, 2012 Respondent is barred from associating with any FINRA registered firm in any capacity for: (1) responding untruthfully to requests for information, in violation of FINRA Rules 8210 and 2010; and (2) borrowing money from customers, in violation of
Reference 2009020489901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4963691 |
Other names1
Also known as1
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