Nex Systems
Person

MAHESH PRAVIN JHALA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/30/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.20100218692-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Mahesh Pravin Jhala, Respondent CRD No. 1120916 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Mahesh Pravin Jhala ("Jhala"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2010021869201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1120916

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