PAUL E. YANKIE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/08/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.2008012237201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Paul E. Yankie Registered Principal CRD No. 2810086 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Paul Yankie, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if
Reference 2008012237201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2810086

Other names1

Also known as1

PAUL ERNEST YANKIE

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