PETER T ANTIPATIS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/22/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, Complainant, v. PETER T. ANTIPATIS, (CRD 2955420) Respondent. DISCIPLINARY PROCEEDING No. CMS040204 HEARING OFFICER: WITHERSPOON February 22, 2005 ORDER ACCEPTING OFFER OF SETTLEMENT Disciplinary Proceeding No. CMS040204 was filed on December S, 2004, by the Department of Market Regulation ("Complainant"). Respondent Peter T. Antipatis ("Respondent" or "Antipatis") submitted an Offer of Settlement ("Offer") on January 21, 2005.
Reference CMS040204data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2955420

Other names1

Also known as1

PETER T. ANTIPATIS

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