JARED EVAN AILSTOCK

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/08/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064916001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jared Ailstock (Respondent) Former Investment Banking Representative CRD No. 5360407 Pursuant to FINRA Rule 9216, Respondent Jared Ailstock submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019064916001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5360407

Other names1

Also known as1

Jared Ailstock

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