Nex Systems
Person

JON RICHARD PARISER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/04/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058207401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jon Pariser , Respondent Former Registered Representative CRD No. 2755015 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Jon Pariser (“Respondent”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations

    Reference 2018058207401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2755015

Other names1

Also known as1

Jon Pariser

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