CANDIDO JOSE VIYELLA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/10/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064630801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Candido J. Viyella (Respondent) Former General Securities Representative and Investment Banking Representative CRD No. 1829255 Pursuant to FINRA Rule 9216, Respondent Candido J. Viyella submits this Letter of Acceptance, Waiver, and Consent (AWC)
Reference 2019064630801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1829255

Other names1

Also known as1

Candido J. Viyella

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