Nex Systems
Person

PETER J LONDON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/15/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20110299314-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Peter J London, Respondent CRD No. 4735468 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Peter J London ("London" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2011029931401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4735468

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