ARMEN KARAPETYAN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/28/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. Basis Financial, LLC (CRD No. 43694), Armen Karapetyan (CRD No. 2634993), and Gabriel Goldfine (CRD No. 1971502), Respondents Disciplinary Proceeding No. 2009016158001 Hearing Officer: LBB ORDER ACCEPTING OFFER OF SETTLEMENT Dated: September 28, 2012 INTRODUCTION Disciplinary Proceeding No. 2009016158001 was filed on December 20, 2011
Reference 2009016158001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2634993 |
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