Rodney Michael Ferruso
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/25/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076141801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Rodney Ferruso (Respondent) Former General Securities Representative CRD No. 1457661 Pursuant to FINRA Rule 9216, Respondent Rodney Ferruso submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022076141801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1457661 |
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