JIMMY EARL POWER, JR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/18/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038800201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jimmy Earl Power, Jr., Respondent General Securities Representative CRD No. 3045120 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jimmy Earl Power, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2013038800201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3045120

Other names1

Also known as1

Jimmy Earl Power Jr.

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