ALVIN EDWIN GRAMENTZ
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/07/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C04050007 To: Department of Enforcement NASD Re: Alvin Edwin Gramentz General Securities Principal (CRD No. 720914) Pursuant to Rule 9216 of the NASD Code of Procedure, I, Alvin Edwin Gramentz (Gramentz), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions
Reference C04050007finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 720914 |
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