STEPHEN NICHOLAS SEVERIO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/15/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015083301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA")RE: Stephen Nicholas Severio, Respondent Former Registered Representative CRD No. 2633956 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I, Stephen Nicholas Severio, ("Severio") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2008015083301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2633956 |
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