Manuel F. Pinazo

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/26/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068637101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Manuel Pinazo (Respondent) Former General Securities Representative CRD No. 5398494 Pursuant to FINRA Rule 9216, Respondent Manuel Pinazo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020068637101data-portal.finra.org finra.org
Effective
25 Mar 2022
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Prohibition from Banking
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Identifiers1

Identifier	Number
ID number	5398494

Supporting documents1

Federal Reserve Board announces it has prohibited six former bank employees from future employment in the banking industry for fraudulently obtaining loans and grants administered under the Coronavirus Aid, Relief, and Economic Security (CARES) Act
2022-04-05
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20220405a.htm

Other names1

Also known as1

Manuel Pinazo

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